最新来源发布时间：2026-11-12 18:30 UTC · 本次采集：2026-11-13 06:41 UTC
The Securities and Exchange Commission, in coordination with other U.S. and global financial regulators, today issued a joint investor bulletin as part of World Investor Week (WIW)
查看官方原文 ↗Federal Reserve Board announces approval of application by Fleur Capital Corporation
查看官方原文 ↗Federal Reserve Board announces it will extend, until November 4, the comment period on its proposal to modernize Regulation O
查看官方原文 ↗Federal Reserve Board issues enforcement action with Ontario Bancorporation, Inc.
查看官方原文 ↗The Securities and Exchange Commission today proposed new rules and amendments to provide a tailored framework for the custody of crypto assets for registered investment advisers a
查看官方原文 ↗The Securities and Exchange Commission’s Division of Examinations today published its new handbook, “The SEC Exam Handbook: A Practical Guide on Process and Engagement,” which repl
查看官方原文 ↗The Securities and Exchange Commission today charged private fund adviser Meyer Global Management LLC (MGM) and its CEO, Owen E.H. Meyer, with defrauding investors and MGM-managed
查看官方原文 ↗The Securities and Exchange Commission today announced charges against Christopher Kenji Dinelli and Jacob David “Kobe” Frankel for allegedly orchestrating a fraud scheme that rais
查看官方原文 ↗The Securities and Exchange Commission today voted to propose rule amendments that would facilitate capital formation in the public and private markets by expanding retail investor
查看官方原文 ↗Federal Reserve Board finalizes changes to enhance the transparency and public accountability of its stress test and reduce volatility in its stress test-related capital requiremen
查看官方原文 ↗Agencies publish resolution plan feedback letters for 15 banking organizations
查看官方原文 ↗The Securities and Exchange Commission today charged multiple entities that are likely operated by individuals located overseas for defrauding hundreds of retail investors, includi
查看官方原文 ↗The Securities and Exchange Commission today announced settled charges against New York-based investment adviser Zoe Financial Inc. for failing to fully and fairly disclose materia
查看官方原文 ↗Federal Reserve Board announces approval of application by Peoples Bancorp Inc.
查看官方原文 ↗Federal Reserve Board requests public comment on two proposals related to establishing a regulatory framework for Board-supervised payment stablecoin issuers under the GENIUS Act
查看官方原文 ↗The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capita
查看官方原文 ↗The Securities and Exchange Commission today charged CMI Capital LLC and its founder and manager, Michael D. Williams, for an alleged fraudulent investment scheme that raised appro
查看官方原文 ↗The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regula
查看官方原文 ↗The SEC is taking a significant step forward, within its statutory authority, to bring America’s capital markets into the digital age by facilitating onchain trading of certain tok
查看官方原文 ↗The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the scope of the Commission's statutory authori
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